Our Services

Corporate Governance, ethics and best practice

  • Advisory
  • Implementation
  • Reviews and health checks
  • Bench-marking

Enterprise-wide risk management, including regulatory & operational risk (and others).

  • Advisory
  • Implementation

 Regulatory Compliance

  • Advisory
  • Implementation of compliance function
    • Including identification of compliance obligation and risks.
    • Development of CRMP’s and compliance policies.
    • Compliance training note that I also would like to have a separate section detailing training offerings to non-clients, which will include the regulatory exam training
  • Reviews and health checks. Read more
  • Regulatory liaison
  • Representation at relevant compliance and governance-related industry bodies
  • FAIS license applications:
    • Cat II and
    • Cat IIA

Operational risk

  • Advisory

Business Continuum

  • Our business continuum provides a methodology that ensures the business objectives of an organization are met. It includes strategy, definition of risks that would prevent the achievement of goals, controls to inhibit the risks and a monitoring programme. Quality assurance and performance management also form part of the process.

Investment Performance Reporting

  • GIPS® advisory, verification and consultative services.

Non-executive Directorships Of financial services companies

Foreign FSP compliance services

Key Service Elements / Critical & Differentiating Success Factors

  • Full service contracts and ad-hoc assignments
  • Regulatory endorsement (e.g. FSB approval)
  • Absolute integrity & excellent reputation
  • Committed to BBB- EE
  • Close local and international industry connections
  • We have done the job