Enterprise-wide risk management, including regulatory & operational risk (and others).
Implementation of compliance function
Including identification of compliance obligation and risks.
Development of CRMP’s and compliance policies.
Compliance training note that I also would like to have a separate section detailing training offerings to non-clients, which will include the regulatory exam training
Reviews and health checks. Read more
Representation at relevant compliance and governance-related industry bodies
FAIS license applications:
Cat II and
Our business continuum provides a methodology that ensures the business objectives of an organization are met. It includes strategy, definition of risks that would prevent the achievement of goals, controls to inhibit the risks and a monitoring programme. Quality assurance and performance management also form part of the process.
Investment Performance Reporting
GIPS® advisory, verification and consultative services.
Non-executive Directorships Of financial services companies
Foreign FSP compliance services
Key Service Elements / Critical & Differentiating Success Factors
Full service contracts and ad-hoc assignments
Regulatory endorsement (e.g. FSB approval)
Absolute integrity & excellent reputation
Committed to BBB- EE
Close local and international industry connections