Regulatory Compliance

✔ Advisory
✔ Implementation
✔ Reviews & Health checks
✔ Bench-marking
✔ Monitoring & Reporting

 

Investment Performance Reporting

GIPS® advisory and verification services

 

Corporate Governance

✔ Advisory
✔ Implementation
✔ Reviews & Health checks
✔ Bench-marking

 

Risk Management

✔ Advisory
✔ Implementation

The Practice of Compliance

Informed

Transparent

Accurate

Compliant

FAIS Category II

or

IIA licensed

eComply offers peace of mind to Authorised Discretionary
Financial Service Providers

Financial Service Providers operate in a complex and highly regulated environment which requires not only high standards of work methodologies but a robust compliance function to ensure that the business maintains an effective culture of Treating Customers Fairly.  They also require a sound understanding of the regulatory intricacies that impact the business whilst still providing high-quality financial services and products to their clients.

Advisory

Service

Implementation
Service

Review
Service

Training
Service

Monitoring

&

Reporting