Advisory Service

We provide guidance on compliance, risk, and corporate governance matters.

This includes advice on

• compliance methodology,
• regulatory requirements, and
• best practice.

We are able to recommend the most suitable compliance framework for your business taking into account Generally Accepted Compliance Practice.

Implementation Service

Having advised on the most appropriate compliance framework for your business we are able to assist you with the implementation thereof.

Review Service

eComply undertakes independence due diligence reviews on behalf of interested third parties such as

• potential clients,
• multi managers, and
• regulators

We produce a report highlighting the extent to which risk and compliance best practice has been applied as well as areas for improvement.

Training Service

We provide training on compliance requirements relevant to discretionary asset managers and other financial service providers.

In addition, we provide training and awareness workshops to prepare key individuals and representatives for the FAIS regulatory exams.

eComply has recently been accredited as a CPD provider by the Compliance Institute of Southern Africa.

Monitoring and Reporting