RE3: Regulatory Examination Preparation Workshop

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Welcome to eComply’s Regulatory Examination Readiness Programme for FSPs and Key Individuals in Categories II and/or IIA – the RE3.

This RE3 Exam Readiness Programme applies to FSPs and Key Individuals In Categories II (Discretionary FSPs) and IIA (Hedge Fund FSPs) and focuses specifically on the Code of Conduct applicable to Category II and IIA.

This Programme is designed to serve as an Exam Readiness Programme and highlights all the tasks, qualifying criteria and knowledge or skills required to enable you to write and pass your RE3 exam. This programme provides learning content linked to the tasks and qualifying criteria as stipulated by Board Notice 194 of 2017 and the FAIS Act.

This Programme contains learning content which includes task and knowledge or skills criteria, reference to relevant legislation, additional resources including articles and videos, learning activities and short assessments.

The content allows you to learn in a variety of ways and is designed to be self-paced, which means that you can follow your learning programme to fit in with your work and life demands.

RE1: All Key Individuals and Sole Proprietors

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Welcome to eComply’s Regulatory Examination Readiness Programme for all Key Individuals and Sole Proprietors in all the Categories – the RE1.

The RE1 is a general examination that applies to all Key Individuals and Sole Proprietors in all the Categories (I, II, IIA, III and IV (General))

All Key Individuals and Sole Proprietors who are responsible for managing and overseeing a business relating to the rendering financial services for FSPs in Category I, II, IIA, III and IV are required to write this exam

The RE1 Exam is a competence requirement in terms of the fit and proper regulations of the FAIS Act.

This eComply RE1 Programme is designed to serve as an Exam Readiness Programme and highlights all the tasks, qualifying criteria and knowledge or skills required to enable you to write and pass your RE1 exam.

This programme provides learning content linked to the tasks and qualifying criteria as stipulated by Board Notice 194 of 2017 and the FAIS Act.

This Programme contains learning content which includes task and knowledge or skills criteria, reference to relevant legislation, additional resources including articles and videos, learning activities and short assessments.

The content allows you to learn in a variety of ways and is designed to be self-paced, which means that you can follow your learning programme to fit in with your work and life demands.

RE5: Regulatory Examination Preparation Workshop

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Welcome to eComply’s FAIS Fit and Proper Exam Readiness Programme for Representatives in all categories of FSPs – the RE5

The Programme is designed to serve as an Exam Readiness Programme and highlights all the tasks, qualifying criteria and knowledge required to enable you to write and pass your FAIS RE5 exam. This programme provides learning content linked to the tasks and qualifying criteria as stipulated by the FAIS Act

This Programme contains learning content which includes task and knowledge content, reference to relevant legislation, additional resources including articles and videos, learning activities and short assessments

The content allows you to learn in a variety of ways and is designed to be self-paced, which means that you can follow your learning programme to fit in with your work and life demands.